===============
Capacity Models
===============
Introduction
------------
The nonlinear behaviour of each building class is characterised by a capacity curve, which defines
its global lateral (shear) strength and deformation capacity. Capacity curves are obtained from
nonlinear static "pushover" analysis and are commonly expressed in the acceleration-displacement
response spectrum (ADRS) domain, i.e., spectral displacement (SD) versus spectral acceleration (SA).
Idealised Capacity Curve Shapes
-------------------------------
To reflect differences in structural nonlinear behaviour, three idealised curve shapes are considered:
**Bilinear curves**
For buildings that experience negligible elastic stiffness degradation and no significant
post-yield loss of lateral strength (e.g., steel and timber frames).
**Trilinear curves**
For buildings that exhibit an initial reduction in elastic stiffness due to cracking while
maintaining a relatively stable post-yield lateral strength (e.g., reinforced concrete bare
frames, dual systems, unreinforced masonry).
**Quadrilinear curves**
For structures that undergo substantial reduction in lateral strength at large deformation
levels (e.g., reinforced concrete infilled frames).
The mathematical relationship between SA, SD, and T used to define the capacity curve is:
.. math::
SA = SD \left(\frac{2\pi}{T}\right)^2
where :math:`SD_y` and :math:`SA_y` denote the spectral displacement and acceleration at yielding,
:math:`SD_u` is the ultimate spectral displacement, :math:`T_1` is the first-mode vibration period,
and :math:`T_y` is the vibration period at yielding.
SDOF to MDOF Calibration
------------------------
Unlike simplified single-degree-of-freedom (SDOF) oscillators, the vulnerability model adopts
stick-and-mass multi-degree-of-freedom (MDOF) systems with masses lumped at floor levels and
connected by nonlinear springs defining the storey-shear force versus drift behaviour. These
models explicitly capture storey-level demands like peak storey drift (PSD) and peak floor
acceleration (PFA).
Conversion from Capacity Curve to Pushover Curve
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
The capacity curves are converted to pushover curves relating roof displacement (:math:`u_{roof}`)
to base shear (:math:`V_{base}`). The conversion follows structural dynamics principles:
.. math::
u_{roof} = SD \cdot \Gamma_1
.. math::
V_{base} = SA \cdot \Gamma_1 \cdot m_{SDOF}
where :math:`\Gamma_1` is the first-mode participation factor and :math:`m_{SDOF}` is the effective
mass of the SDOF oscillator (taken equal to 1.0 ton).
MDOF Storey Mass Calculation
~~~~~~~~~~~~~~~~~~~~~~~~~~~~
The storey mass of the MDOF model (:math:`m_{MDOF}`) is computed as:
.. math::
m_{MDOF} = \frac{\phi_1^T [I] \phi_1}{(\phi_1^T [I] \bar{J})^2}
where:
* :math:`[I]` is the identity matrix of floor masses with diagonal entries specifying the
proportion of :math:`m_{MDOF}` assigned to each floor
* :math:`\bar{J}` is a unity vector of length n (the number of storeys)
* :math:`\phi_1` is the first-mode shape of the building
* :math:`\phi_1^T` is its transpose
Storey Force-Drift Relationships
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
The shear force-drift relationship is proportioned for individual storeys based on :math:`\phi_1`
following Lu et al. (2014):
.. math::
V_i = \frac{\sum_{j=i}^{n} \phi_{1,i} m_i}{\sum_{k=1}^{n} \phi_{1,i} m_i} V_{base}
.. math::
\Delta_i = (\phi_{1,i} - \phi_{1,i-1}) u_{roof}
where:
* :math:`V_i` and :math:`\Delta_i` are the shear force and drift values associated with storey i
* :math:`\phi_{1,i}` is the first-mode ordinate at that storey
Mode Shape Assumptions
~~~~~~~~~~~~~~~~~~~~~~
The first-mode shape :math:`\phi_1` is obtained through eigenvalue analysis, considering uniform
mass and stiffness across all storeys, except at the roof where mass is decreased by 25%. For
buildings exhibiting soft-storey behaviour, the stiffness of the first storey is reduced by 80%.
For bare-frame structures without walls/infills, Eurocode 1-Part 4 recommends:
.. math::
\phi_{1,i} = \left(\frac{i}{n}\right)^{0.6}
where i is the storey index.
Capacity Model References
-------------------------
The capacity models are derived from peer-reviewed analytical studies and empirical data.
Table 2 below summarises the primary material types and corresponding references used
for calibrating the capacity curves.
.. list-table:: Table 2: Capacity Model References by Primary Material
:header-rows: 1
:widths: 25 75
* - Primary Material
- Literature References
* - Adobe and Rammed Earth
- Tarque et al. (2012); Villar-Vega et al. (2017); Lang et al. (2018); Karanikoloudis & Lourenço (2018); Silveira et al. (2018); Battaglia et al. (2021)
* - Unreinforced Masonry
- Barbat et al. (2006); Borzi et al. (2008); Villar-Vega et al. (2017); Lang et al. (2018)
* - Reinforced Masonry
- Voon & Ingham (2006); Shedid et al. (2008); Haach et al. (2010); Murcia-Delso & Shing (2012); Lotfy et al. (2022); FEMA (2024a)
* - Confined Masonry
- Magenes & Calvi (1992); Nucera et al. (2012); Erkoseoglu et al. (2014); Perez Gavilan et al. (2015); Villar-Vega et al. (2017); Ahmed et al. (2018)
* - Reinforced Concrete
- Crowley et al. (2008); Bal et al. (2010); Ricci et al. (2011); Tischer et al. (2012); Villar-Vega et al. (2017); Lang et al. (2018); Tarquini et al. (2019); Parra et al. (2019); Ugalde et al. (2019); Aljawhari et al. (2020); Suzuki & Iervolino (2020); Ugalde & Lopez-Garcia (2020); Farsangi et al. (2021); Gondaliya et al. (2023); FEMA (2024b); Nafeh & O'Reilly (2024)
* - Steel Structures
- Sabelli et al. (2003); McCormick et al. (2007); Tasnimi & Mohebkhah (2011); Ramirez et al. (2012); Radnić et al. (2013); Markulak et al. (2013); Abou-Elfath et al. (2017); Eladly (2017); Del Carpio R. et al. (2019); Jouneghani & Haghollahi (2020); FEMA (2024a)
* - Timber Structures
- Goda & Atkinson (2011); Loss et al. (2013); Villar-Vega et al. (2017); Lang et al. (2018); FEMA (2024a)
Interactive Viewer
------------------
Use the interactive viewer below to explore capacity curves for different building classes.
.. raw:: html
0.10
4.00
References
----------
The capacity models are derived from the following peer-reviewed literature, organised by primary
construction material:
**Adobe and Rammed Earth**
Tarque et al. (2012); Villar-Vega et al. (2017); Lang et al. (2018); Karanikoloudis & Lourenço (2018);
Silveira et al. (2018); Battaglia et al. (2021)
**Unreinforced Masonry**
Barbat et al. (2006); Borzi et al. (2008); Villar-Vega et al. (2017); Lang et al. (2018)
**Reinforced Masonry**
Voon & Ingham (2006); Shedid et al. (2008); Haach et al. (2010); Murcia-Delso & Shing (2012);
Lotfy et al. (2022); FEMA (2024a)
**Confined Masonry**
Magenes & Calvi (1992); Nucera et al. (2012); Erkoseoglu et al. (2014); Perez Gavilan et al. (2015);
Villar-Vega et al. (2017); Ahmed et al. (2018)
**Reinforced Concrete**
Crowley et al. (2008); Bal et al. (2010); Ricci et al. (2011); Tischer et al. (2012);
Villar-Vega et al. (2017); Lang et al. (2018); Tarquini et al. (2019); Parra et al. (2019);
Ugalde et al. (2019); Aljawhari et al. (2020); Suzuki & Iervolino (2020);
Ugalde & Lopez-Garcia (2020); Farsangi et al. (2021); Gondaliya et al. (2023);
FEMA (2024b); Nafeh & O'Reilly (2024)
**Steel Structures**
Sabelli et al. (2003); McCormick et al. (2007); Tasnimi & Mohebkhah (2011); Ramirez et al. (2012);
Radnić et al. (2013); Markulak et al. (2013); Abou-Elfath et al. (2017); Eladly (2017);
Del Carpio R. et al. (2019); Jouneghani & Haghollahi (2020); FEMA (2024a)
**Timber Structures**
Goda & Atkinson (2011); Loss et al. (2013); Villar-Vega et al. (2017); Lang et al. (2018);
FEMA (2024a)
Full Citations
~~~~~~~~~~~~~~
* Abou-Elfath H., Ramadan M., Alkanai F.O. (2017). Upgrading the seismic capacity of existing RC buildings using buckling restrained braces. *Alexandria Engineering Journal*, 56(2), 251-262.
* Ahmed S., Shahzada K., Khan S.W. (2018). Seismic vulnerability assessment of confined masonry structures by macro-modeling approach. *Structures*, 14, 282-293.
* Aljawhari K., Gentile R., Galasso C. (2020). A fragility-based framework to assess the seismic risk of an RC building portfolio. *Earthquake Spectra*, 36(4), 1797-1822.
* Bal I.E., Crowley H., Pinho R., Gülay F.G. (2010). Structural characteristics of Turkish RC building stock in Northern Marmara region for loss assessment applications. *ISET Journal of Earthquake Technology*, 47(2-4), 35-69.
* Barbat A.H., Pujades L.G., Lantada N. (2006). Performance of buildings under earthquakes in Barcelona, Spain. *Computer-Aided Civil and Infrastructure Engineering*, 21(8), 573-593.
* Battaglia L., Ferreira T.M., Lourenço P.B. (2021). Seismic fragility assessment of masonry building aggregates: A case study in the old city centre of Seixal, Portugal. *Earthquake Engineering & Structural Dynamics*, 50(5), 1358-1377.
* Borzi B., Pinho R., Crowley H. (2008). Simplified pushover-based vulnerability analysis for large-scale assessment of RC buildings. *Engineering Structures*, 30(3), 804-820.
* Crowley H., Pinho R., Bommer J.J., Bird J.F. (2008). Development of a displacement-based method for earthquake loss assessment. IUSS Press, Pavia.
* Del Carpio R.M., Mosqueda G., Lignos D.G. (2019). Experimental investigation of steel building gravity framing systems under strong earthquake shaking. *Soil Dynamics and Earthquake Engineering*, 116, 230-241.
* Eladly M.M. (2017). Cyclic testing of steel frames with buckling-restrained braces. *Journal of Constructional Steel Research*, 138, 325-338.
* Erkoseoglu G., Altunel E., Beyhan G. (2014). Seismic fragility assessment of confined masonry construction. *Bulletin of Earthquake Engineering*, 12(6), 2831-2855.
* Farsangi E.N., Tasnimi A.A., Yang T.Y., Takewaki I. (2021). Seismic performance of RC buildings designed based on INBC. *Engineering Structures*, 232, 111806.
* FEMA (2024a). FEMA P-58: Seismic Performance Assessment of Buildings. Federal Emergency Management Agency.
* FEMA (2024b). Hazus Earthquake Model Technical Manual. Federal Emergency Management Agency.
* Goda K., Atkinson G.M. (2011). Seismic performance of wood-frame houses in south-western British Columbia. *Earthquake Engineering & Structural Dynamics*, 40(8), 903-924.
* Gondaliya K., Murty C.V.R. (2023). Seismic fragility of reinforced concrete buildings in India. *Structures*, 48, 1326-1340.
* Haach V.G., Vasconcelos G., Lourenço P.B. (2010). Experimental analysis of reinforced concrete block masonry walls subjected to in-plane cyclic loading. *Journal of Structural Engineering*, 136(4), 452-462.
* Jouneghani H.G., Haghollahi A. (2020). Assessing the seismic behavior of steel moment frames equipped by elliptical-bracing. *Journal of Building Engineering*, 31, 101333.
* Karanikoloudis G., Lourenço P.B. (2018). Structural assessment and seismic vulnerability of earthen historic structures. *Engineering Structures*, 172, 295-311.
* Lang D.H., Kumar A., Sulaymanov S., Meslem A. (2018). Building typologies and fragility functions for northern Central Asia. *Natural Hazards and Earth System Sciences*, 18(11), 2959-2975.
* Loss C., Tannert T., Tesfamariam S. (2013). Modern timber buildings: Challenges and opportunities in seismic design. *Building and Environment*, 62, 103-112.
* Lotfy I., El-Shazly A., Husain M. (2022). Seismic evaluation of reinforced masonry shear walls. *Structures*, 36, 833-847.
* Magenes G., Calvi G.M. (1992). Cyclic behavior of brick masonry walls. In *10th World Conference on Earthquake Engineering*, Madrid, Spain.
* Markulak D., Radić I., Sigmund V. (2013). Cyclic testing of single bay steel frames with various types of masonry infill. *Engineering Structures*, 51, 267-277.
* McCormick J., Aburano H., Ikenaga M., Nakashima M. (2007). Permissible residual deformation levels for building structures considering both safety and human elements. In *14th World Conference on Earthquake Engineering*.
* Murcia-Delso J., Shing P.B. (2012). Fragility analysis of reinforced masonry shear walls. *Earthquake Spectra*, 28(4), 1523-1547.
* Nafeh A.M.B., O'Reilly G.J. (2024). Simplified pushover-based seismic risk assessment methodology for existing infilled RC frame buildings. *Bulletin of Earthquake Engineering*, 22(1), 251-283.
* Nucera F., Santini A., Tripodi E., Saetta A. (2012). Influence of soil-structure interaction on the seismic response of a confined masonry building. *Engineering Structures*, 39, 101-115.
* Parra P.F., Arteta C.A., Moehle J.P. (2019). Seismic fragility functions for thin reinforced concrete walls. *Engineering Structures*, 184, 147-160.
* Perez Gavilan J.J., Flores L.E., Alcocer S.M. (2015). An experimental study of confined masonry walls with varying aspect ratios. *Earthquake Spectra*, 31(2), 945-968.
* Radnić J., Grgić N., Matešan D., Baloević G. (2013). Shaking table testing of reinforced concrete frames with masonry infill. *Gradevinar*, 65(7), 605-620.
* Ramirez C.M., Lignos D.G., Miranda E., Kolwicz D. (2012). Fragility functions for pre-Northridge welded steel moment-resisting beam-to-column connections. *Engineering Structures*, 45, 574-584.
* Ricci P., De Luca F., Verderame G.M. (2011). 6th April 2009 L'Aquila earthquake, Italy: reinforced concrete building performance. *Bulletin of Earthquake Engineering*, 9(1), 285-305.
* Sabelli R., Mahin S., Chang C. (2003). Seismic demands on steel braced frame buildings with buckling-restrained braces. *Engineering Structures*, 25(5), 655-666.
* Shedid M.T., Drysdale R.G., El-Dakhakhni W.W. (2008). Behavior of partially grouted reinforced masonry shear walls under reversed cyclic loading. *Journal of Structural Engineering*, 134(11), 1754-1764.
* Silveira D., Varum H., Costa A. (2018). Seismic behavior of rammed earth constructions. *Construction and Building Materials*, 175, 293-306.
* Suzuki A., Iervolino I. (2020). Hazard-consistent intensity measure conversion for fragility and risk analysis. *Earthquake Engineering & Structural Dynamics*, 49(10), 952-972.
* Tarquini D., Dal Lago B., Peloso S. (2019). Large-scale testing of precast concrete structures. *Bulletin of Earthquake Engineering*, 17(4), 2049-2076.
* Tarque N., Crowley H., Pinho R., Varum H. (2012). Displacement-based fragility curves for seismic assessment of adobe buildings in Cusco, Peru. *Earthquake Spectra*, 28(2), 759-794.
* Tasnimi A.A., Mohebkhah A. (2011). Investigation on the behavior of brick-infilled steel frames with openings. *Engineering Structures*, 33(3), 968-980.
* Tischer H., Mitchell D., McClure G. (2012). Comparison of structural response of an existing reinforced concrete building frame to near-field and far-field earthquakes. *Canadian Journal of Civil Engineering*, 39(12), 1291-1306.
* Ugalde D., Lopez-Garcia D. (2020). Analysis of the seismic capacity of Chilean residential RC walls. *Bulletin of Earthquake Engineering*, 18(3), 1189-1209.
* Ugalde D., Parra P.F., Lopez-Garcia D. (2019). Assessment of the seismic capacity of tall wall buildings using nonlinear finite element modeling. *Bulletin of Earthquake Engineering*, 17(11), 6183-6203.
* Villar-Vega M., Silva V., Crowley H., et al. (2017). Development of a fragility model for the residential building stock in South America. *Earthquake Spectra*, 33(2), 581-604.
* Voon K.C., Ingham J.M. (2006). Experimental in-plane shear strength investigation of reinforced concrete masonry walls. *Journal of Structural Engineering*, 132(3), 400-408.